state brokerage

基本解释

While these laws vary from state to state, the laws require registration of securities offerings, and registration of brokers and brokerage firms.
蓝天法案由美国各州政府负责实施。该类法案用于规范一个区域内的证券交易，以及股票经纪人和投资顾问的注册。
Article 3 When undertaking brokerage activities, a broker shall observe state laws and regulations, and follow the principle of equality, voluntariness, fairness and good faith.
第三条经纪人从事经纪活动，应当遵守国家法律法规，遵循平等、自愿、公平和诚实信用的原则。
It is said that in the brokerage reported to the program, the Margin to determine the stock pool And will be submitted to the State Council approved a pilot program to implement.
有人说在经纪报计划，保证金，以确定股票池，并将提交国务院批准实施的试点项目。

The current regulatory state of affairs permits brokerage firms that do not have a real soft dollar expertise to prosper by facilitating abusive arrangements.
FORBES: Soft Dollar Zone: A Sensitive Area (January 1, 1997)
The APT tax can therefore be viewed as a universal brokerage fee levied by the state to finance the panoply of services it provides.
FORBES: Balanced Budget And Comprehensive Tax Reform Made Simple ? The Automated Payment Transaction Tax
Their marketing materials state that if pensions do not become involved in directing their brokerage, they are not fulfilling their fiduciary duty.
FORBES: Pensions and Brokerage: The Brokerage Battlefield Revisited (October 1, 2000)