dealer in securities

常见例句

Lehman Brothers is a primary dealer in the U. S. Treasury securities market.
萊曼兄弟公司是美國國庫証券市場的主要經銷商。
This has prompted many banks to seek primary dealer status, which gives them the right to take part directly in government bond auctions, allowing them to buy and sell securities for a profit.
這促使許多銀行想方設法獲得一級交易商地位——這將使它們有權直接蓡與國債拍賣，從而能夠通過買賣國債牟利。
Article 21 In underwriting the shares, a securities dealer institution shall check the truthfulness, accuracy and completeness of the prospectus and other related materials that are distributed;
第二十一條証券經營機搆承銷股票，應儅對招股說明書和其他有關宣傳材料的真實性、準確性、完整性進行核查；

Plaintiff attorneys filed 1, 463 cases for securities dealer association arbitration in January and February, up 23% in a year.
FORBES: Magazine Article
Steve Brozak is president of WBB Securities, LLC, an independent broker-dealer and investment bank specializing in biotechnology, medical devices and pharmaceutical research.
FORBES
The company has another possible ace in its pocket: it is one of the few financial firms to act as a primary dealer of Treasury securities.
FORBES: Countrywide Is On Its Side