broker dealer

常见例句

A strong Volcker Rule would clearly be unacceptable to both banks given how important the broker dealer operations are to their bottom lines.
鉴于经纪交易业务对这两家银行净利润的重要程度，它们显然无法接受强硬的沃尔克法则。
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Precedents — This is the first time the SEC has brought a complaint alleging fraud on the part of a broker dealer in marketing investments on subprime mortgages.
先例——这是SEC初次对从事发卖次优抵押贷款投资的掮客商齿及敲诈诉讼。
At the plea hearing, Bernard L. Madoff took all the blame for the fraud, seeking to protect the family members who managed the broker-dealer side of the firm that he described as quite successful.
在听证会上，伯纳德•L•麦道夫把所有欺诈罪名都揽在自己头上，希望能够保护负责公司证券业务的家人，据他所说，公司的证券业务相当成功。

A pure investment bank is not a depository institution and it's also--a pure investment bank is not a broker- dealer either.
一个真正的投行不是一个储蓄机构,当然一个真正的投行也不是证券公司-,或者发行公司。
耶鲁公开课 - 金融市场课程节选
For example Bear Stearns which is a broker-dealer failed recently.
例如贝尔斯登,那个最近倒闭的经纪自营商。
耶鲁公开课 - 金融市场课程节选
What they're really doing is just we're facing this seize up of our financial system so we have banks that we've just seen the failure of Bear Stearns which is actually a broker-dealer.
他们真正在做的只是,我们正处于金融体系失灵的阶段,所以我们有这种银行,我们刚刚目睹了经纪自营商,贝尔斯登的失败。
耶鲁公开课 - 金融市场课程节选

The company was recently cited by Gartner as the only true cloud broker dealer.
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Scott Purcell is a former broker dealer and has the insight how the market operates better than most.
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Shortly after working there, the broker dealer goes out of business because of the number of arbitration cases.
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